Associate Adviser Training Programme


Are you good with people and a good communicator?


Are you self-motivated and hungry for success?


Do you want a career in Wealth Management?


If the answers to the above questions are all yes, then you could be the ideal candidate for our Financial Adviser Training Programme.


Who are we?


We are FLM Ltd, a wealth management company based in the City of London. We have over 3,000 clients and provide comprehensive advice on a range of issues, including pensions and investments and tax planning. We are a large business partner of St James’s Place Wealth Management Plc (SJP) a highly regarded FTSE 100, UK Wealth Management Company who have in excess of £100bn of Funds Under Management.
We pride ourselves on our high level of client care and aim to exceed client expectation by delivering the best possible service. As a result, 98% of our clients said that they feel our advice is between good and excellent in our most recent client survey.


The Programme

Our Associate Adviser programme prepares and develops you for a long-term career as a Financial Adviser. You will gain critical client experience, complete your Diploma in Financial planning, learn how to give sound financial advice, and build your own client base. You will work exclusively with an experienced Financial Adviser, whilst receiving training from all areas of the business.
Once you have completed the programme, you will have an uncapped earnings opportunity and the ability to build your own client base with lots of support.


What we are looking for


Bright, self-motivated individuals who have an entrepreneurial spirit. Some experience of working in a professional office environment is preferred and ideally in the financial sector. The key to being a successful Financial Adviser is being able to build great relationships so, good communication skills are vital. Equally, having a strong desire to succeed, being proactive and demonstrating a solid numerical acumen are extremely important.


Remuneration

 

  • Fixed, competitive salary whilst completing the programme. More information will be provided at first interview.

  • Discretionary annual bonus

 

Benefits

 

  • Competitive holiday allowance

  • Pension

  • PMI

  • Birthday lie in

  • Exam support

  • Company paid incentives
     

Application Process


The selection process is now closed. Please check back for future vacancies.


*timescales will vary to a degree for each individual.

Pooled Administrator

The Role

 

This is a brilliant opportunity for a highly organised and efficient individual to assist several Financial Advisers of a fast - growing wealth management company. The role responsibilities range from providing support to Financial Advisers as well as to the clients. It is an ideal position for someone who has an interest in finance and has a proven track record of going above and beyond.

 

The Company

 

We are a fast-paced wealth management company based in the City of London and look after over one thousand clients. Our company was born out of clients’ desire to pursue their career, take time for themselves and their families without having to worry about financial arrangements. We always put the client first and this is the basis of our success.

 

 

Key responsibilities include:

 

 

  • Performing all onboarding tasks

  • Performing AML checks

  • Managing admin queries

  • Scan paper Client Financial Reviews (CFR) to client files and input data onto the digital database.

  • Managing new business submissions – submit applications and manage cases to completion.

  • Chase clients for funds, applications, and any required documentation to enable business to be submitted.

  • Preparing and writing Suitability Letters for new investments.

  • Managing pipeline for business submitted not yet issued

  • Managing e-greeting cards/Birthday cards

  • Managing post

  • Liaise with advisers/admin centres/third party providers on any business submission or admin queries

  • Action surrenders/encashments/premium amendments

  • Maintain accurate and up to date client information.

  • Help to run a paperless office e.g. scanning documents and loading client information onto the digital database.

 

 

Must have the following qualities: -

  • Attention to detail with absolute precision.

  • Analytical and logical approach.

  • Professional, friendly and approachable manner to clients and colleagues, as well, at times be the first point of contact to clients, colleagues and providers.

  • Able to work off own intuition.

  • Highly motivated.

  • Understand the frequently changing needs and demands of high net-worth clients.

  • Broad experience of Microsoft Office (Word, PowerPoint, Excel).

  • You will have experience in areas such as administration, team administrator, administrative assistant, client care, client servicing and some industry experience.

 

Salary and Additional Benefits

 

  • Competitive Salary

  • Annual Bonus

  • Pension after qualifying period

  • PMI after qualifying period

  • Child credits

  • Travel to work scheme

  • Ad-hoc incentives

 

Because of the changing nature of our business your job description will inevitably change. You will, from time to time, be required to undertake other activities of a similar nature that fall within your capabilities as directed by management.

To apply for this role, please click here.

 

Technical Analyst 

This is a brilliant opportunity for a technical and professional individual to take on a new role in the company. The role of Technical Analyst will be working with two Senior Advisers ensuring our most demanding private clients receive the highest level of service. It is an ideal position for someone who enjoys the technical aspects of giving financial advice and has proven experience working with these types of clients. You must have a deep understanding of financial products and putting together complex advice recommendations

 

Key Responsibilities:

  • Preparation for content for review meetings 

  • Undertaking research to support client recommendations  

  • Including top level analysis for Private Clients

  • Analysis of funds and suitability of rebalancing portfolios and In Retirement funds

  • Preparation of pension, income drawdown and investment reviews  

  • Preparation of advice letters

  • Preparation of detailed cash flow models including Voyant modelling

  • Provision of technical support to complex client queries  

  • Tax calculations including Lifetime Allowance calculations and Inheritance Tax (IHT) planning calculations to assist in growing our IHT business

  • Dealing effectively with queries from clients and other parties 

  • Project plan upcoming maturity of products - EIS/VCT/Bonds 

  • Assisting in developing a strategy to grow our Private Client function

  • Supporting the development of a specific service standard for our Private Clients

 

Desirable Skills:

  • Operate within the compliance and corporate standards of the business 

  • Undertake appropriate professional development and training 

  • Report on key measures on a regular basis 

  • Set high personal standards to encourage an ethos of diligence and a strong work ethic within the team  

  • Articulate and able to produce detailed and accurate work  

  • Excellent report and letter writing skills  

  • Ability to multi-task and prioritise effectively  

  • IT skills including preferable knowledge of cash flow models

  • High level of technical knowledge  

  • Used to dealing with high-net-worth clients  

  • Experience in writing complex and detailed reports for cases  

 

Qualifications:

 

  • Must have Level 4 CII diploma financial planning  

  • Must be willing to achieve Chartered status and potentially Fellow

To apply for this role, please click here.

 
 
 

Floors 2 & 3,

Basildon House,

7 Moorgate, 

London,

EC2R 6AF 

020 7710 3402

customerservice@flmltd.com

© 2020 FLM Ltd. 

FLM is an Appointed Representative of and represents only St. James's Place Wealth Management plc (which is authorised and regulated by the Financial Conduct Authority) for the purpose of advising solely on the Group's wealth management products and services, more details of which are set out on the Group's website www.sjp.co.uk/products. The title 'Partner Practice' is the marketing term used to describe St. James's Place representatives. FLM Wealth Management is a trading name of Financial Lifestyle Management Ltd.